Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AllianceBernstein Limited
FRN 147956
- [FCA CF] Client dealing (since 30 Jun 2021)
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- CF30 Customer (20 Jun 2019 to 8 Dec 2019)
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- [FCA CF] Client dealing (7 Mar 2016 to 28 Apr 2016)
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- CF30 Customer (17 Jan 2014 to 24 May 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.