Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 13 May 2024)
- [FCA CF] Client dealing (since 13 May 2024)
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Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 11. Pension transfer specialist
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (16 Apr 2019 to 8 Dec 2019)
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- CF30 Customer (13 Dec 2012 to 15 Jan 2014)
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- CF24 Pension Transfer Specialist (24 Feb 2005 to 1 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.