Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 13 May 2024)
    • [FCA CF] Client dealing (since 13 May 2024)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (16 Apr 2019 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (13 Dec 2012 to 15 Jan 2014)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF24 Pension Transfer Specialist (24 Feb 2005 to 1 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.