Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 1 Sep 2022)
    • SMF3 Executive Director (since 1 Sep 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Sep 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2022)
    • CF30 Customer (17 Jul 2008 to 8 Dec 2019)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF3 Chief Executive (AR) (11 Sep 2025 to 30 Jan 2026)
    • CF1 Director (AR) (27 Sep 2022 to 30 Jan 2026)
    • CF30 Customer (6 Jan 2010 to 22 Sep 2015)
  • Aegon Asset Management Ltd (no longer approved here)

    FRN 515464

    • Employed By (6 Jan 2010 to 22 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

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