Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rathbones Investment Management Limited
FRN 116316
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 13 Feb 2026)
- [FCA CF] Client dealing (since 1 Mar 2023)
- [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
- CF30 Customer (16 Dec 2015 to 6 Mar 2016)
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- CF21 Investment Adviser (14 May 2007 to 25 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.