Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fusion Asset Management LLP
FRN 401334
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2019)
- CF1 Director (AR) (30 Oct 2017 to 20 Jul 2021)
- Responsible for Insurance Mediation (27 Feb 2017 to 30 Sep 2018)
- Responsibility for MCD Intermediation (16 Aug 2016 to 1 Apr 2019)
- CF30 Customer (1 Nov 2007 to 30 Sep 2021)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (9 Dec 2004 to 31 Oct 2007)
- CF4 Partner (9 Dec 2004 to 8 Dec 2019)
- CF3 Chief Executive (9 Dec 2004 to 8 Dec 2019)
- CF27 Investment Management (9 Dec 2004 to 31 Oct 2007)
- CF13 Finance (9 Dec 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 16 Jul 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.