Kirankumar Mistry

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2025)
- CF30 Customer (21 Aug 2018 to 31 Dec 2025)
Clayton Holmes Naisbitt Limited (no longer approved here)
FRN 401571
- Employed By (21 Aug 2018 to 31 Dec 2025)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (13 Jul 2015 to 1 Nov 2017)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (200)Employed By (13 Jul 2015 to 1 Nov 2017)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (1 Nov 2007 to 8 May 2012)
- CF21 Investment Adviser (10 May 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (15 Oct 2004 to 10 May 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.