Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 17 Dec 2021)
    • CF1 Director (AR) (since 26 May 2021)
    • (2)Employed By (since 26 May 2021)
    • (2)Employed By (28 Jan 2014 to 24 Feb 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Apr 2021)
    • CF1 Director (AR) (18 Jul 2006 to 30 Sep 2013)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (15 Feb 2011 to 30 Sep 2013)
    • CF21 Investment Adviser (5 Oct 2007 to 31 Oct 2007)
    • CF1 Director (AR) (18 Jul 2006 to 30 Sep 2013)
    • CF22 Investment Adviser (Trainee) (18 Jul 2006 to 5 Oct 2007)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (9 May 2006 to 20 Jul 2006)
    • CF4 Partner (AR) (1 Jun 2005 to 9 May 2006)
    • CF21 Investment Adviser (1 Jun 2005 to 20 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at B3 Partnership Ltd

  2. controlled function added: (2)Employed By at B3 Partnership Ltd