Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 28 Feb 2022)
    • Appointed representative dealing with clients for which they require qualification (since 14 Sep 2021)
    • CF30 Customer (since 19 Feb 2016)
    • Employed By (since 28 Feb 2022)
  • Lockhart Grey Financial Planning Ltd (no longer approved here)

    FRN 491270

    • (2)Employed By (31 Jul 2017 to 27 Jul 2022)
  • Springboard Financial Services Ltd (no longer approved here)

    FRN 714338

    • (4)Employed By (19 Feb 2016 to 30 Apr 2018)

Recent activity

Updates to this individual's record on the FCA register.

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