Kiran Karia

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (14 Sep 2023 to 1 Feb 2026)
    • [FCA CF] Manager of certification employee (4 Jul 2022 to 26 Jul 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Feb 2026)
    • CF30 Customer (26 Jan 2015 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (14 Sep 2023 to 1 Feb 2026)
    • [FCA CF] Manager of certification employee (4 Jul 2022 to 26 Jul 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Feb 2026)
    • CF30 Customer (26 Jan 2015 to 6 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (27 Feb 2023 to 18 Feb 2025)
    • [FCA CF] Client dealing (22 Feb 2021 to 18 Feb 2025)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Client dealing (24 Jan 2018 to 4 Jul 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (22 Nov 2013 to 16 Nov 2014)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (23 Apr 2010 to 5 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.