Kingsley Kent Kennedy-Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Marex Spectron International Limited (no longer approved here)
FRN 193027
- CF30 Customer (19 Oct 2012 to 29 Nov 2012)
- CF21 Investment Adviser (31 Jan 2002 to 20 Jan 2007)
TRADITION FINANCIAL SERVICES LTD. (no longer approved here)
FRN 147543
- CF30 Customer (8 Apr 2008 to 30 Nov 2011)
GFI Securities Limited (no longer approved here)
FRN 184801
- CF30 Customer (1 Nov 2007 to 8 Feb 2008)
- CF21 Investment Adviser (12 Feb 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.