Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Assured Independent Financial Services Ltd
FRN 716340
- 21. Advising or arranging (bringing about) equity release transactions
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Aug 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.