Kinga Joanna Kos

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IM ASSET MANAGEMENT LIMITED

    FRN 402770

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 26 Apr 2022)
    • [FCA CF] Functions requiring qualifications (since 26 Apr 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (3 Aug 2021 to 9 Dec 2021)
    • CF30 Customer (17 Jun 2021 to 9 Dec 2021)
  • Chatsworth Wealth Management Limited (no longer approved here)

    FRN 816246

    • Employed By (17 Jun 2021 to 9 Dec 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 28 Aug 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (28 Jul 2016 to 28 Jul 2017)
    • CF30 Customer (22 Jan 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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