Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Alderbrook Financial Services Limited
FRN 760552
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 27 Apr 2017)
- Responsible for Insurance Mediation (27 Apr 2017 to 30 Sep 2018)
- CF10 Compliance Oversight (31 Jan 2017 to 8 Dec 2019)
- CF1 Director (31 Jan 2017 to 8 Dec 2019)
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- CF30 Customer (3 Feb 2014 to 20 Oct 2017)
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- CF30 Customer (7 Mar 2011 to 5 Apr 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.