Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 27 Apr 2017)
    • Responsible for Insurance Mediation (27 Apr 2017 to 30 Sep 2018)
    • CF10 Compliance Oversight (31 Jan 2017 to 8 Dec 2019)
    • CF1 Director (31 Jan 2017 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (3 Feb 2014 to 20 Oct 2017)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (7 Mar 2011 to 5 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.