Kimhuat Lim

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Algorithmic trading (4 Jul 2018 to 8 Jul 2019)
    • [FCA CF] Material risk taker (1 Apr 2018 to 15 Nov 2019)
    • [FCA CF] Manager of certification employee (26 Mar 2018 to 8 Jul 2019)
    • [FCA CF] Client dealing (30 Aug 2017 to 8 Jul 2019)
    • CF30 Customer (1 Nov 2007 to 13 Mar 2009)
    • CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Nov 2006 to 9 Jul 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (12 May 2009 to 11 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.