Kimberly Shapiro Fustic

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 4 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (15 Apr 2025 to 23 Sep 2025)
    • [FCA CF] Manager of certification employee (19 Jan 2022 to 13 Jun 2025)
    • [PRA CF] Managing a material risk taker (17 Jan 2022 to 12 Jun 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (15 Apr 2025 to 23 Sep 2025)
    • [FCA CF] Manager of certification employee (19 Jan 2022 to 13 Jun 2025)
    • [PRA CF] Managing a material risk taker (17 Jan 2022 to 12 Jun 2025)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (31 Jul 2018 to 24 Oct 2021)
    • [FCA CF] Client dealing (31 Jul 2018 to 24 Oct 2021)
  • BERNSTEIN AUTONOMOUS LLP (no longer approved here)

    FRN 500498

    • CF30 Customer (2 Sep 2009 to 30 Sep 2015)
    • CF4 Partner (2 Sep 2009 to 14 Jul 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 25 Jun 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.