Kimberly LaPointe

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • [FCA CF] Client dealing (1 Jul 2020 to 1 Mar 2022)
    • SMF3 Executive Director (9 Dec 2019 to 3 Mar 2022)
    • CF1 Director (29 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (3 Feb 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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