Kimberley Sare

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 3-S Financial Management

    FRN 439768

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 18 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2024)
  • Estate Capital Financial Management Limited (no longer approved here)

    FRN 402217

    • CF30 Customer (1 Jan 2011 to 22 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

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