Kimberley Elizabeth Warburton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 26 May 2023)
    • [FCA CF] Functions requiring qualifications (since 17 Mar 2023)
    • [FCA CF] Functions requiring qualifications (2 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (2 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (28 Mar 2019 to 8 Dec 2019)
  • Pursuit Financial Planning Ltd

    FRN 938445

    • (2)Employed By (since 26 May 2023)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Functions requiring qualifications (21 Jan 2021 to 4 Nov 2022)
    • [FCA CF] Client dealing (21 Jan 2021 to 4 Nov 2022)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (25 Aug 2015 to 10 Apr 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (29 Aug 2014 to 25 Aug 2015)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (31 Jul 2013 to 21 Aug 2014)
  • Innova Financial Solutions Ltd (no longer approved here)

    FRN 595136

    • Employed By (31 Jul 2013 to 21 Aug 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (3 Aug 2010 to 29 Jul 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (6 Oct 2008 to 26 Apr 2010)

Recent activity

Updates to this individual's record on the FCA register.

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