Kimberley Ann Wilson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Scottish Widows Schroder Personal Wealth Limited
FRN 830170
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Mar 2020)
- [FCA CF] Functions requiring qualifications (since 9 Mar 2020)
Regency Wealth Ltd (no longer approved here)
FRN 578309
- (6)Employed By (20 Dec 2018 to 29 Nov 2019)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF4 Partner (AR) (28 Nov 2017 to 2 Jan 2019)
- CF30 Customer (4 Sep 2015 to 29 Nov 2019)
Forte Financial LLP (no longer approved here)
FRN 591953
- (2)Employed By (21 Oct 2016 to 2 Jan 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.