Kim Ward

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc

    FRN 124512

    • [FCA CF] Material risk taker (since 8 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Nov 2024)
    • [FCA CF] Material risk taker (20 Dec 2022 to 1 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (20 Dec 2022 to 1 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

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