Kim Silkstone

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINANCIAL SOLUTIONS (NI) LLP

    FRN 514624

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 6 Apr 2017)
    • CF4 Partner (24 Aug 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Aug 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 Aug 2010 to 8 Dec 2019)
    • CF30 Customer (24 Aug 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (24 Aug 2010 to 30 Sep 2018)
  • Financial Solutions (no longer approved here)

    FRN 177623

    • (6)Employed By (13 Sep 1999 to 16 Jan 2009)

Recent activity

Updates to this individual's record on the FCA register.

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