Kim Sian Walters

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PFM Associates Limited (no longer approved here)

    FRN 213724

    • CF30 Customer (4 Jan 2021 to 9 Mar 2023)
    • [FCA CF] Client dealing (4 Jan 2021 to 6 Mar 2023)
    • Appointed representative dealing with clients for which they require qualification (4 Jan 2021 to 6 Mar 2023)
  • Little & Georgiou (IFA) Limited (no longer approved here)

    FRN 939523

    • (1)Employed By (4 Jan 2021 to 9 Mar 2023)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2020)
    • CF30 Customer (7 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.