Kim Rhea Balasubramaniam

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rosemount Financial Solutions (IFA) Limited

    FRN 535515

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 14 Jan 2025)
    • CF30 Customer (since 13 Jan 2025)
    • CF1 Director (AR) (since 23 Sep 2024)
    • [FCA CF] Functions requiring qualifications (10 Sep 2024 to 13 Jan 2025)
  • Versed Financial Limited

    FRN 1018986

    • Employed By (since 23 Sep 2024)
  • MORTGAGE INTELLIGENCE LIMITED (no longer approved here)

    FRN 305330

    • Appointed representative dealing with clients for which they require qualification (12 May 2022 to 2 Sep 2024)

Recent activity

Updates to this individual's record on the FCA register.

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