Kim Morris-Baumber

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (10 Oct 2014 to 31 Dec 2022)
    • CF30 Customer (1 Nov 2007 to 15 Dec 2022)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Momentum Financial Solutions Ltd (no longer approved here)

    FRN 524467

    • (1)Employed By (24 May 2010 to 16 Feb 2024)
  • Glenmoor Management Ltd (no longer approved here)

    FRN 207734

    • (6)Employed By (15 Feb 2002 to 16 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.