Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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W1M Wealth Management Limited
FRN 120776
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 20 Feb 2023)
- [FCA CF] Functions requiring qualifications (since 20 Feb 2023)
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W1M Asset Management Limited
FRN 143286
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 20 Feb 2023)
- [FCA CF] Client dealing (since 20 Feb 2023)
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- [FCA CF] Functions requiring qualifications (31 Aug 2018 to 6 Sep 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.