Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MUFG Securities EMEA plc
FRN 124512
- [FCA CF] Material risk taker (since 12 Sep 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 12 Sep 2025)
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MUFG BANK, LTD
FRN 139189
- [PRA CF] Significant risk taker or Material risk taker (since 12 Sep 2025)
- [FCA CF] Material risk taker (since 12 Sep 2025)
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- SMF16 Compliance Oversight (15 Sep 2022 to 2 Jul 2024)
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- SMF16 Compliance Oversight (15 Sep 2022 to 2 Jul 2024)
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- SMF16 Compliance Oversight (1 May 2019 to 31 Aug 2021)
- [PRA CF] Significant risk taker or Material risk taker (1 Dec 2017 to 9 Dec 2019)
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- SMF16 Compliance Oversight (1 May 2019 to 31 Aug 2021)
- [PRA CF] Significant risk taker or Material risk taker (1 Dec 2017 to 9 Dec 2019)
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- SMF16 Compliance Oversight (7 Mar 2016 to 23 Nov 2016)
- CF10 Compliance Oversight (26 Jun 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.