Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 May 2025)
    • CF30 Customer (10 Nov 2015 to 30 May 2025)
  • Northern Spire Limited (no longer approved here)

    FRN 212906

    • (4)Employed By (10 Nov 2015 to 30 May 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Feb 2010 to 3 Jan 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 31 Jan 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.