Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 12 Sep 2022)
    • SMF16 Compliance Oversight (since 12 Sep 2022)
    • SMF3 Executive Director (since 12 Sep 2022)
    • Responsibility for MCD Intermediation (since 12 Sep 2022)
    • Responsible for Insurance Distribution (since 12 Sep 2022)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • Appointed representative dealing with clients for which they require qualification (24 Mar 2020 to 12 Sep 2022)
    • CF1 Director (AR) (19 Mar 2020 to 12 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.