Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (20 Sep 2007 to 31 Oct 2007)
  • King & Shaxson Limited (no longer approved here)

    FRN 179213

    • CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.