Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 26 Mar 2026)
    • CF30 Customer (since 28 Feb 2026)
    • (5)Employed By (since 28 Feb 2026)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 4 Sep 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (8 Jun 2016 to 1 Jul 2018)
    • CF30 Customer (13 Mar 2014 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Wellesley Investment Management Ltd

  2. controlled function added: (5)Employed By at Wellesley Investment Management Ltd