Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 26 Mar 2026)
- CF30 Customer (since 28 Feb 2026)
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Wellesley Investment Management Ltd
FRN 179347
- (5)Employed By (since 28 Feb 2026)
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- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 4 Sep 2020)
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- [FCA CF] Functions requiring qualifications (8 Jun 2016 to 1 Jul 2018)
- CF30 Customer (13 Mar 2014 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Wellesley Investment Management Ltd
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controlled function added: (5)Employed By at Wellesley Investment Management Ltd