Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 31 Jul 2019)
  • Kieron Field

    FRN 911574

    • (1)Employed By (since 31 Jul 2019)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • CF30 Customer (7 Jun 2019 to 19 Jul 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (7 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Jul 2004 to 7 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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