Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
KG Mortgages Limited
FRN 997891
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 30 Nov 2023)
- Responsibility for MCD Intermediation (since 30 Nov 2023)
- Responsible for Insurance Distribution (since 30 Nov 2023)
- SMF16 Compliance Oversight (since 30 Nov 2023)
- SMF3 Executive Director (since 30 Nov 2023)
-
- Director of firm who is not a certification employee or a SMF manager (27 Apr 2021 to 30 Nov 2023)
- CF1 Director (AR) (12 Apr 2021 to 30 Nov 2023)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Nov 2023)
-
- (1)Employed By (12 Apr 2021 to 30 Nov 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.