Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • [FCA CF] Client dealing (8 Sep 2021 to 25 Aug 2023)
    • [FCA CF] Material risk taker (8 Sep 2021 to 10 Nov 2022)
  • Marl Partners LLP (no longer approved here)

    FRN 590519

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2021)
    • CF30 Customer (25 Feb 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (31 Dec 2013 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (31 Dec 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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