Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF19 Head of Overseas Branch/Head of Overseas (since 13 May 2020)
    • SMF22 Other Local Responsibility (7 Mar 2016 to 27 Apr 2022)
    • CF29 Significant management (17 May 2012 to 6 Mar 2016)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF30 Customer (1 Nov 2007 to 1 Sep 2010)
    • CF21 Investment Adviser (25 Nov 2004 to 31 Oct 2007)
    • CF26 Customer Trading (13 Sep 2004 to 25 Nov 2004)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF26 Customer Trading (1 Dec 2001 to 12 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.