Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 May 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2022 to 31 Dec 2022)
    • CF30 Customer (6 Nov 2017 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 1 May 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2022 to 31 Dec 2022)
    • CF30 Customer (24 Apr 2013 to 8 Dec 2019)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF30 Customer (1 Nov 2007 to 25 Feb 2013)
    • CF27 Investment Management (28 Feb 2006 to 31 Oct 2007)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF27 Investment Management (3 Aug 2004 to 25 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.