Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Mar 2016)
  • ARDU Ltd

    FRN 726952

    • (4)Employed By (since 1 Mar 2016)
  • PFPNI LTD (no longer approved here)

    FRN 601226

    • CF30 Customer (19 Aug 2013 to 2 Dec 2013)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 5 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at ARDU Ltd

  2. controlled function added: (4)Employed By at ARDU Ltd