Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WTW Ltd

    FRN 1022233

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Jul 2025)
    • [FCA CF] Client dealing (since 8 Jul 2025)
    • SMF3 Executive Director (since 8 Jul 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Jul 2025)
    • CF1 Director (AR) (11 Oct 2019 to 4 Jul 2025)
    • CF30 Customer (29 Mar 2017 to 4 Jul 2025)
  • WTW Ltd (no longer approved here)

    FRN 913993

    • Employed By (11 Oct 2019 to 4 Jul 2025)
  • Gary Walker Wealth Management Limited (no longer approved here)

    FRN 400929

    • (6)Employed By (22 May 2018 to 4 Jul 2025)

Recent activity

Updates to this individual's record on the FCA register.

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