Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 15 Oct 2024)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 20 Oct 2021)
    • CF30 Customer (since 28 Sep 2021)
  • Cleeve Financial Planning Ltd (no longer approved here)

    FRN 911706

    • Employed By (28 Sep 2021 to 15 Nov 2024)
  • Elite Financial Consulting Ltd (no longer approved here)

    FRN 529009

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Oct 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Oct 2021)
    • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (12 Nov 2010 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

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