Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cleeve FP Limited
FRN 1018762
- Employed By (since 15 Oct 2024)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 20 Oct 2021)
- CF30 Customer (since 28 Sep 2021)
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- Employed By (28 Sep 2021 to 15 Nov 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 9 Oct 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Oct 2021)
- CF30 Customer (1 Apr 2015 to 8 Dec 2019)
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- CF30 Customer (12 Nov 2010 to 11 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.