Kien Lim Ivan Tan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fisher Investments Europe Limited

    FRN 191609

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 16 Aug 2024)
    • [FCA CF] Client dealing (since 16 Aug 2024)
  • W1M Wealth Management Limited (no longer approved here)

    FRN 120776

    • [FCA CF] Functions requiring qualifications (6 Aug 2020 to 18 Jun 2021)
    • [FCA CF] Client dealing (6 Aug 2020 to 18 Jun 2021)
  • W1M Asset Management Limited (no longer approved here)

    FRN 143286

    • [FCA CF] Client dealing (6 Aug 2020 to 18 Jun 2021)
    • [FCA CF] Functions requiring qualifications (6 Aug 2020 to 18 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

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