Kia-Leanne Pullin

Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 30 May 2023)
    • [FCA CF] Functions requiring qualifications (since 30 May 2023)
  • Clifton Wealth Partnership Ltd (no longer approved here)

    FRN 541273

    • [FCA CF] Functions requiring qualifications (19 Jul 2022 to 20 Sep 2023)
    • [FCA CF] Client dealing (19 Jul 2022 to 20 Sep 2023)
  • Clifton Compliance Services Ltd (no longer approved here)

    FRN 480676

    • [FCA CF] Client dealing (9 Dec 2019 to 24 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 May 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 May 2023)
    • CF30 Customer (13 Apr 2019 to 10 Jul 2023)
  • CLIFTON CONSULTING LIMITED (no longer approved here)

    FRN 541544

    • Employed By (13 Apr 2019 to 10 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

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