Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis

    FRN 206092

    • [FCA CF] Client dealing (since 20 Mar 2025)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (2 Nov 2018 to 1 Jun 2021)
    • [FCA CF] Client dealing (2 Nov 2018 to 31 Dec 2023)
    • [FCA CF] Manager of certification employee (2 Nov 2018 to 31 Dec 2023)
    • [PRA CF] Managing a material risk taker (2 Nov 2018 to 1 Jun 2021)
    • [PRA CF] Significant risk taker or Material risk taker (2 Nov 2018 to 1 Jun 2021)
    • CF30 Customer (8 Oct 2010 to 1 Sep 2011)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (31 Oct 2011 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 23 Jun 2009)
    • CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.