Khagendra Gupta

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 19 Jul 2022)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (21 Apr 2017 to 23 Dec 2021)
    • CF30 Customer (26 Jan 2010 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (21 Apr 2017 to 30 Jan 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Jan 2020)
    • CF30 Customer (26 Jan 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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