Kevin Ziyi Zhao

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

UBS Asset Management (UK) Ltd
FRN 119319
- [FCA CF] Material risk taker (since 26 Aug 2020)
- [FCA CF] Client dealing (since 26 Aug 2020)
- [FCA CF] Manager of certification employee (since 26 Aug 2020)
- CF30 Customer (14 Feb 2012 to 8 Dec 2019)
Union Bancaire Privee, UBP SA (no longer approved here)
FRN 147562
- CF30 Customer (9 Jun 2009 to 9 Sep 2011)
Goldman Sachs Asset Management International (no longer approved here)
FRN 147212
- CF30 Customer (1 Nov 2007 to 5 Nov 2008)
- CF27 Investment Management (1 Dec 2001 to 7 Apr 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.