Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF4 Partner (AR) (since 12 Sep 2021)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 22 Apr 2013)
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Kevin Laidlaw Financial Planning
FRN 597909
- (2)Employed By (since 22 Apr 2013)
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- CF30 Customer (12 Nov 2007 to 27 Nov 2012)
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- CF30 Customer (1 Nov 2007 to 12 Nov 2007)
- CF21 Investment Adviser (20 Sep 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (29 Nov 2002 to 20 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.