Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF4 Partner (AR) (since 12 Sep 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 22 Apr 2013)
    • (2)Employed By (since 22 Apr 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (12 Nov 2007 to 27 Nov 2012)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF30 Customer (1 Nov 2007 to 12 Nov 2007)
    • CF21 Investment Adviser (20 Sep 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Nov 2002 to 20 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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