Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 19 Dec 2019)
    • CF30 Customer (since 22 Aug 2012)
    • Employed By (since 7 Feb 2018)
  • Crawford Drake Limited (no longer approved here)

    FRN 582337

    • Employed By (7 Sep 2012 to 7 Jun 2018)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (505)Employed By (22 Aug 2012 to 7 Sep 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Jun 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 24 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.