Kevin Sutton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT LLOYD FINANCIAL PLANNING LIMITED

    FRN 144519

    • [FCA CF] Significant management (since 3 Dec 2025)
    • [FCA CF] Manager of certification employee (1 Oct 2024 to 3 Dec 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (30 Oct 2003 to 5 Dec 2003)
    • CF22 Investment Adviser (Trainee) (9 Dec 2002 to 30 Oct 2003)
  • SMS Financial Services (2662) (no longer approved here)

    FRN 186412

    • (2)Employed By (3 Aug 2001 to 23 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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