Kevin Stuart Cole

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (12 Aug 2009 to 3 Oct 2012)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 27 Nov 2008)
    • CF21 Investment Adviser (3 Aug 2007 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 27 Nov 2008)
    • CF21 Investment Adviser (3 Aug 2007 to 31 Oct 2007)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF21 Investment Adviser (20 Sep 2005 to 8 Jun 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (13 Feb 2004 to 15 Aug 2005)
    • CF26 Customer Trading (24 Nov 2003 to 13 Feb 2004)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (13 Feb 2004 to 15 Aug 2005)
    • CF26 Customer Trading (24 Nov 2003 to 13 Feb 2004)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (13 Feb 2004 to 15 Aug 2005)
    • CF26 Customer Trading (24 Nov 2003 to 13 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.