Kevin Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Material risk taker (7 Mar 2017 to 16 Jan 2020)
    • [FCA CF] Client dealing (7 Mar 2017 to 16 Jan 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 16 Jan 2020)
    • CF30 Customer (15 Apr 2011 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Material risk taker (7 Mar 2017 to 16 Jan 2020)
    • [FCA CF] Client dealing (7 Mar 2017 to 16 Jan 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 16 Jan 2020)
    • CF30 Customer (15 Apr 2011 to 6 Mar 2016)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (16 Oct 2009 to 15 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.