Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 15 Jun 2005)
  • Cathedral Financial Ltd (no longer approved here)

    FRN 215064

    • Employed By (1 Dec 2001 to 15 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.