Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (27 Apr 2022 to 18 May 2022)
    • CF30 Customer (25 Mar 2022 to 18 May 2022)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (326)Employed By (25 Mar 2022 to 18 May 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (23 Oct 2014 to 1 Feb 2016)
    • CF30 Customer (1 Nov 2007 to 1 Feb 2016)
    • CF21 Investment Adviser (20 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Dec 2006 to 20 Apr 2007)
  • Clearwater Wealth Management (no longer approved here)

    FRN 401714

    • Employed By (1 Mar 2007 to 30 Nov 2020)
  • Cygnet Private Finance Limited (no longer approved here)

    FRN 432887

    • Employed By (19 Dec 2006 to 30 Nov 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (12 Apr 2005 to 14 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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